Fund Launches

• Conversion of a private, unregistered fund (3(c)(1)) into a registered '40 Act fund maintaining the same goals, strategies, and limitations of the unregistered fund to maintain the fund's performance record.  

• Launched a $700 million "double-decker" fund, which bundled high-return assets with high-yield currencies. 

• Launched a $250 million Equity Long/Short Fund (Cayman Master Feeders + two SMA's).

• Launched a $75 million Tiger seeded Equity Long/Short Fund

• Launched a sub $10 million sustainability fund, which won Investment Week's "Best New Entrant". 

 

Institutionalization

• Hired to institutionalize a $750 credit distressed firm ahead of an operational due diligence meeting with a large wealth management platform. Converted accounting and investment books and records from XLS to Advent Geneva. Advent later wrote a white paper on the success of the implementation. 

• Hired after $800 million RIA failed an ODD meeting with a seed investor. Implemented EZE OMS, operational procedures, and valuation policy and redrafted DDQ to meet operational due diligence standards of seed investor.

 

RIA Formations

• Formed a Registered Investment Advisor, registered as a CPO and CTA, to succeed the registration of a predecessor Adviser.

 

RIA Transitions

• Participated in the due diligence and sale process of an over $100 bn dollar Asset Manager to a $300 bn dollar bank, as the Head of the New York office representing $4 bn of actively managed AUM and $11 billion of passively managed AUM. 

• Lead the due diligence and operational transition of a $1bn manager to a $55 bn global manager.